Insurance Solutions for Investment Advisors
As an investment advisor, your clients trust you with their financial futures—making protection from professional and operational risks absolutely essential. At McGowan Professional we offer a full suite of insurance solutions tailored specifically for the needs of investment firms and advisors.
Our coverage includes Professional Liability Insurance to protect against claims of errors, omissions, or negligence in your financial advice or services, and Cyber Insurance to safeguard sensitive client data from breaches and cyberattacks. We also provide Commercial Crime Insurance to protect against losses from fraud, theft, or forgery involving client funds. For internal protection, we offer Employment Practices Liability (EPLI) Insurance to cover employee-related claims, Fiduciary Liability Insurance for errors in administering benefit plans, and Directors & Officers (D&O) Insurance for personal liability resulting from business decisions. In addition, our Property Insurance covers damage to your office and equipment and includes key protections like Businessowners Policies (BOP) and Workers’ Compensation.
Lastly, Investment Advisor ERISA Bonds, investment advisers, who handle ERISA plan assets, must obtain a bond in order to comply with Section 412 of ERISA. With our tailored approach, we help investment advisors manage risk and protect what matters most—your business, your clients, and your reputation.
