Professional Liability Resources - Investment Advisors, Financial Professionals

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Our Philosophy

Insurance is important to protect you after a claim is made. However, the most important aspects of Risk Management entail avoiding claims.

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Investment Advisor, Financial Professional Resources

Topical and informative articles relevant to the risk management of your accounting practice.

Download McGowanPRO’s Industry Leading White Papers to assist with the management & protection of your firm.

Marcia Wagner, ERISA Attorney provides legal insight on pressing ERISA bond and related issues.

Bonding Requirements Under ERISA Section 412

Advisors Ability to purchase Fiduciary Insurance on behalf of Plan Sponsor